Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
495 clients
Average Client Portfolio
$669K average
Assets Under Management
$331.2M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.75%
$500K - $1.0M1.50%
$1.0M - $5.0M1.25%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for accounts over $10,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Investment advisory fees range from 0.50% to 1.75% annually, based on assets under management. Model management fees for internally managed strategies range from 0.00% to 1.00% annually, typically between 0.20% and 0.50%. Third-party model management fees range from 0.35% to 1.00% annually. Fees are negotiable and based on factors like complexity, assets managed, and time involved. Financial planning fees are charged as a flat dollar amount or hourly fee.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information

Office location

Boca Raton, FL

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2002
Final
Other Business ActivitiesSells Insurance

Mark is a licensed independent insurance agent since 2015, completing about ten insurance transactions per year. This activity requires minimal time commitment.

Employment History
Current Registrations
Castleview Partners, LLC
May 2025 - Present · 8 mos
Previous Registrations
Bridge Asset Management, INC.
August 2024 - December 2024 · 4 mos
Avatar Securities, LLCBroker
May 2023 - August 2023 · 3 mos
Victory Investment Advisers. INC.
September 2020 - September 2022 · 2 yrs
Peak Brokerage Services, LLCBroker
November 2018 - August 2019 · 9 mos
Blackridge Asset Management, LLC
October 2018 - August 2019 · 10 mos
Victory Investment Advisers INC.
January 2016 - December 2018 · 2 yrs 11 mos
Tradespot Markets INC.Broker
March 2014 - December 2015 · 1 yr 9 mos
Broadway Direct Investments, LLCBroker
September 2013 - March 2014 · 6 mos
Lightspeed Trading, LLCBroker
December 2011 - September 2012 · 9 mos
Oak Tree Capital Advisers, INC.
August 2007 - March 2014 · 6 yrs 7 mos
Activa Capital Markets, INC.Broker
April 1997 - November 2010 · 13 yrs 7 mos
Crown Financial Associates, INC.Broker
January 1993 - May 1997 · 4 yrs 4 mos
Oppenheimer & Co., INC.Broker
December 1988 - January 1993 · 4 yrs 1 mo
E. F. Hutton & Company INCBroker
April 1985 - February 1986 · 10 mos
Shearson Lehman/american Express INC.Broker
July 1984 - April 1985 · 9 mos
Moore & Schley, Cameron & CO.Broker
December 1983 - December 1988 · 5 yrs
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.
Mark A Cohen - Financial Advisor | AdvisorDiscover