Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IARs are compensated by charging an advisory fee or a combination of advisory and promotion fees, disclosed as a percentage of assets under management, subject to a stated maximum. Fees are deducted quarterly in advance, based on the average daily balance from the previous quarter. Inter-quarter deposits or withdrawals of $10,000 or more will be prorated. The level of the fee will vary with the amount of assets under management and the investment options chosen. The brochure mentions a minimum account fee may be applied to smaller accounts, but does not specify the amount.
Areas of Practice
Advisor Information
Office location
1070 E. Indiantown Road, Suite 208-210, Jupiter, FL, 33477
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is a wealth manager at The Financial Guys, spending about a quarter of his time on this activity, and works in sales at Queen City Financial Group for about half his time. He also works as an actor for Gravesend, LLC and owns real estate, but spends minimal time on these activities.