Carl Vincent Gottuso

Innovation Partners LLC

42 Years of Experience

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Firm Information

Innovation Partners LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

150 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

IP Financial Advisory Services LLC representatives may receive compensation from third-party investment advisors (TPIAs) for recommending their services, generally a percentage of the advisory fee the client pays to them. IP Financial Advisory Services LLC also provides actuarial and other consulting services, with fees separate from advisory fees.

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Areas of Practice

Insurance PlanningRetirement PlanningTax PlanningEstate Planning

Advisor Information

Office location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 1993

Settled

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Other Business ActivitiesSells Insurance

Carl is involved in the sales of fixed indexed annuities and occasional life insurance policies through CVG Financial Services since 1981. This activity takes about half of Carl's time.