MS
ChFC

Michael Daniel Steele

42 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
13 advisors
Number of Clients
1,601 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$3.0B

Fee Structure

Financial Planning:Included in AUM fee
Financial Plan Fee:From $20,000
Hourly Rate:$100 - $450/hr

SCM provides investment management services for an annual fee based upon a percentage of the market value of the assets being managed, not to exceed an annualized fee of 1.5%. Fees are negotiable and may be decreased at SCM's discretion. Financial planning is available to investment management clients for no additional cost. Fees for retirement plan consulting services may be charged as a flat fee (minimum $20,000), hourly fee ($100-$450/hour), or asset-based fee.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

1000 Jackson Street, Suite 201, Dubuque, IA, 52001

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Regulatory History (1)
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Regulatory
September 1995
Final
Other Business Activities

Michael is a passive investor in several real estate and private business ventures, including Interstate Building, LLLP, 965 Development, North Cascade Road Developers, LLC, RIC Funds, and Iowa Hawk Air. He also owns MS Hawkeye Group, spending minimal time working with a real estate agent to sell property.

Employment History
Current Registrations
Steele Capital Management, INC.
January 1999 - Present · 27 yrs
Previous Registrations
Steele Capital Management, INC.
January 1999 - December 2002 · 3 yrs 11 mos
Robert W. Baird & CO. Incorporated Broker
June 1989 - December 1990 · 1 yr 6 mos
Integrated Resources Equity CorporationBroker
September 1984 - February 1989 · 4 yrs 5 mos
Northwestern Mutual Investment Services, LLC Broker
January 1983 - November 2010 · 27 yrs 10 mos
State Registrations1 state
IA
Advisor
Exams
No exam information available for this advisor.
Michael Daniel Steele - Financial Advisor | AdvisorDiscover