Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.25% |
| $500K - $1000K | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Asset-based fee is based on a blended-tier.
Fee Estimator
We offer several service options, each with its own fee structure. Comprehensive Portfolio Management fees range from 0.50% to 1.50% annually, based on assets managed. Orion Portfolio Solutions has a flat 0.75% annual fee. Automated Advisory Services also has a flat 0.75% annual fee. Financial planning is billed hourly at $250/hour, or a fixed quarterly fee of $250-$2,500 for ongoing assistance. Workshop sessions are complimentary. Transactional fees are separate.
Areas of Practice
Advisor Information
Office location
2200 John F. Kennedy Rd, Suite 103, Dubuque, IA, 52002
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martin is an agent/owner of Berger Benefits, selling and servicing life and health insurance since 2000. This takes more than full-time hours, including full-time hours during SEC trading.