EP

Elizabeth Kendrick Peaslee

44 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
31 advisors
Number of Clients
1,045 clients
Average Client Portfolio
$274K average
Assets Under Management
$285.9M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:Up to $15,000
Hourly Rate:$600/hr

SB Advisory charges fees for portfolio management based on the amount of assets they manage for you. These fees are negotiable, but can be up to 2.50% annually. The firm also offers financial planning services, with comprehensive plans costing up to $15,000 or 1% of assets covered, limited planning at $600/hour, and hourly consulting also at $600/hour. Transaction fees may apply for accounts in the RBC program. The firm's affiliate may receive compensation through mark-ups and revenue sharing arrangements with RBC.

Areas of Practice
Retirement PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

3424 Peachtree Road Ne, Suite 2200, Atlanta, GA, 30326-1184

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024
Denied
Judgment / Lien
September 2019
Customer Dispute
May 2002
Denied
Employment History
Current Registrations
San Blas Securities LLCBroker
April 2022 - Present · 3 yrs 9 mos
San Blas Securities LLC
April 2022 - Present · 3 yrs 9 mos
Sb Advisory, LLC
April 2022 - Present · 3 yrs 9 mos
Previous Registrations
LPL Financial LLC
April 2022 - May 2022 · 1 mo
LPL Financial LLC Broker
April 2022 - May 2022 · 1 mo
National Asset Management, INC.
June 2016 - April 2022 · 5 yrs 10 mos
National Securities CorporationBroker
May 2016 - April 2022 · 5 yrs 11 mos
Adirondack Trading Group LLCBroker
July 2015 - May 2016 · 10 mos
Ridgeway Conger Advisory Services
July 2015 - December 2015 · 5 mos
Jefferies Investment Advisers, LLC
November 2007 - August 2015 · 7 yrs 9 mos
Jefferies Private Client Advisers, LLC
August 2003 - December 2005 · 2 yrs 4 mos
Jefferies LLCBroker
July 2002 - August 2015 · 13 yrs 1 mo
Robertson Stephens, INC.
June 2000 - August 2002 · 2 yrs 2 mos
Robertson Stephens, INC.Broker
March 1999 - August 2002 · 3 yrs 5 mos
Cibc Oppenheimer CORP.Broker
July 1994 - March 1999 · 4 yrs 8 mos
Kidder, Peabody & CO. IncorporatedBroker
April 1983 - July 1994 · 11 yrs 3 mos
Shearson/american Express INC.Broker
December 1981 - April 1983 · 1 yr 4 mos
State Registrations8 states
CACTGANCNMNYPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.