Werner Maiwald

Supreme Alliance LLC

38 Years of Experience

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Firm Information

Supreme Alliance LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Number of Advisors

16 advisors

Number of Clients

78 clients

Average Client Portfolio

$234K average

Assets Under Management

$18.3M

Fee Structure

Minimum Investment:$25K

Financial Plan Fee:$500 - $5,000

Hourly Rate:Up to $500/hr

SALLC offers consulting services with fees up to $500 per hour or fixed fees ranging from $500 to $5,000 per plan. They also offer TPIA programs where fees are determined by the TPIA. For Assets Under Management, the maximum annual fee is 3% and is negotiable. The minimum initial investment in the Assets under Management Programs is $25,000.00.

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Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & Coaching

Advisor Information

Office location

Charlotte, NC

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

May 2021

Final

Employment Separation After Allegations

August 2020

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Other Business Activities

Werner is a Managing Director at Renaissance Wealth Planning, LLC since January 2022, dedicating about a quarter of his time to managing client investment accounts. He is compensated by fees and does not engage in private security transactions.