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Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
150 South Fifth Street, Suite 3300, Minneapolis, MN, 55402
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2000Denied
Customer Dispute
May 1996Award / Judgment
Employment History
Current Registrations
Northland Asset Management
June 2022 - Present · 3 yrs 7 mos
Northland Securities, INC. Broker
January 2003 - Present · 23 yrs
Previous Registrations
Miller Johnson Steichen Kinnard, INC.Broker
January 2001 - January 2003 · 2 yrs
Miller, Johnson & Kuehn, IncorporatedBroker
March 1986 - January 2001 · 14 yrs 10 mos
Summit Investment Corporation Broker
March 1985 - March 1986 · 1 yr
Miller & Schroeder Municipals, INC.Broker
March 1982 - March 1985 · 3 yrs
State Registrations8 states
FLIAINMNNMSDUTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.