Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
26 advisors
Number of Clients
199 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$265.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.75%
$100K - $500K2.50%
$500K - $1000K2.25%
$1M+2.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,375

Lantern Wealth Advisors offers wrap fee programs where you pay a single fee covering investment advice, brokerage, and custodial services. The annual fee is based on your portfolio size. For both the Private Portfolio and Mutual Funds/ETFs programs, the fee is 2.75% for assets up to $99,999, 2.50% for $100,000-$499,999, 2.25% for $500,000-$999,999, and 2.00% for $1,000,000 and above. The minimum annual fee per account is $1,375. These fees are negotiable. Additional fees may apply for certain services like wire transfers and paper statements.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

35 Pinelawn Road, Suite 101E, Melville, NY, 11747

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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Settled
Customer Dispute
July 2002
Settled
Regulatory
June 1993
Final
Regulatory
March 1988
Final
Regulatory
March 1985
Final
Regulatory
October 1983
Final
Criminal
February 1983
Final Disposition
Other Business Activities

Gary is an employee and registered investment advisor representative with Lantern Wealth Advisors since 2012. He dedicates minimal time to this investment-related activity, mostly during securities trading hours.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
February 2012 - Present · 13 yrs 11 mos
Herold & Lantern Investments, INC.Broker
April 2003 - Present · 22 yrs 9 mos
Previous Registrations
Kirlin Securities INC.Broker
March 1990 - April 2003 · 13 yrs 1 mo
Emanuel and CompanyBroker
December 1987 - February 1990 · 2 yrs 2 mos
Philips, Appel & Walden, INC.Broker
September 1984 - December 1987 · 3 yrs 3 mos
E. G. Frances Co., INC.Broker
March 1982 - July 1984 · 2 yrs 4 mos
State Registrations16 states
AZCACOCTFLMDMENCNJNYOHOKPARIVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Gary Lee Vogt - Financial Advisor | AdvisorDiscover