Jay Duane Champlain

CFP

Golden State Wealth Management, LLC

43 Years of Experience

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Firm Information

Golden State Wealth Management, LLC

Compensation

Fee-Only (AUM)

Number of Advisors

45 advisors

Number of Clients

3,888 clients

Average Client Portfolio

$472K average

Assets Under Management

$1.8B

Fee Structure

Financial Plan Fee:$1,500 - $10,000

Hourly Rate:Up to $350/hr

The maximum annual fee for asset management and comprehensive portfolio management is 2.00%, billed quarterly in advance. Financial planning fees range from $1,500 to $10,000 on a flat fee basis, or up to $350 per hour. Retirement plan consulting is billed hourly (up to $250/hour), flat fee ($750-$10,000), or as a percentage of plan assets (up to 2.00%). Fees are negotiable.

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Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningTax Planning

Advisor Information

Office location

730 Arizona Avenue, Suite 221, Santa Monica, CA, 90401

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Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2018

Denied

Customer Dispute

May 2002

Denied

Customer Dispute

August 2000

Settled

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Other Business Activities

Jay spends full-time hours on Champlain Wealth Advisors as a DBA for LPL business and providing investment advisory services through Golden State Wealth Management, LLC. He also serves as a board member for Harbor Med Tech, Inc., dedicating minimal time to this role.