DD

David Darcangelo

Hennion & Walsh Asset Management, INC.
43 Years of Experience
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Firm Information

Hennion & Walsh Asset Management, INC.
Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
67 advisors
Number of Clients
861 clients
Average Client Portfolio
$685K average
Assets Under Management
$590.1M

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K - $500K1.40%
$500K - $1.0M1.25%
$1.0M - $5.0M1.00%
$5M+0.75%

PMP Program Fees for Equity and Balanced Strategies. Program Fees may be negotiated under certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

The firm offers several programs with different fee structures. The Portfolio Management Program (PMP) and Asset Advisor programs have fees based on asset levels, as shown in the tables. The Personalized UMA program charges an advisory fee of 2.00% plus a manager fee ranging from 0.0% to 0.50%. Minimum account sizes vary by program: generally $50,000 for PMP, $100,000 for Personalized UMA (equity and balanced strategies), and $1,000,000 for Personalized UMA (fixed income strategies). A separate financial plan is offered at no cost upon request.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning

Advisor Information

Office location

2001 Route 46, Waterview Plaza, Parsippany, NJ, 07054

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Regulatory History (1)
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Customer Dispute
February 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Hennion & Walsh Asset Management, INC.
May 2007 - Present · 18 yrs 8 mos
Hennion & Walsh, INC.
November 2005 - Present · 20 yrs 2 mos
Hennion & Walsh, INC.Broker
November 2005 - Present · 20 yrs 2 mos
Previous Registrations
RBC Dain Rauscher INC.
May 2002 - September 2005 · 3 yrs 4 mos
RBC Dain Rauscher INC. Broker
March 2002 - September 2005 · 3 yrs 6 mos
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
August 1982 - September 1999 · 17 yrs 1 mo
State Registrations5 states
AZFLNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.