CZ
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
388 clients
Average Client Portfolio
$343K average
Assets Under Management
$133.1M
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $4.0M | 0.85% |
| $4.0M - $5.0M | 0.80% |
| $5M+ | 0.75% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$500
The firm charges a percentage of assets under management for portfolio management and held-away accounts, deducted monthly. For example, the annual fee is 2.00% on the first $50,000. Financial plans are available for a flat fee of $500. The firm also earns commissions from the sale of insurance products.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1 Wall St, Carlinville, IL, 62626
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2024Pending
Customer Dispute
January 2024Pending
Customer Dispute
September 2023Denied
Regulatory
October 2010Final
Other Business ActivitiesSells Insurance
Carl is a licensed insurance agent and owner of Carl W Zeidler, PLC, selling and servicing insurance products, dedicating about 10-20% of his time. He also owns the office building rented by Wall Street Financial Group, Inc., and is the President and Owner of Wall Street Financial Group, Inc., also spending about 10-20% of his time selling insurance products.
Employment History
Current Registrations
Wall Street Financial Group, INC.
July 2017 - Present · 8 yrs 6 mos
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - November 2017 · 1 yr 7 mos
NFP Advisor Services, LLC
December 2013 - May 2016 · 2 yrs 5 mos
Wall Street Financial Group, INC.
October 1997 - November 2014 · 17 yrs 1 mo
Hornor, Townsend & Kent, INC. Broker
January 1994 - August 1997 · 3 yrs 7 mos
Pruco Securities Corporation Broker
March 1989 - September 1989 · 6 mos
New England SecuritiesBroker
December 1988 - January 1994 · 5 yrs 1 mo
Pruco Securities Corporation Broker
October 1982 - December 1988 · 6 yrs 2 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.