Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
473 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$1.4B

Fee Structure

Financial Planning:Included in AUM fee
Financial Plan Fee:$5,000 - $100,000

Brandywine Oak Private Wealth does not charge a separate fee for financial planning and consulting, as these services are included as part of Investment and Wealth Management fees. Investment and wealth management fees are based on the amount of assets under management. For certain clients, in lieu of a fee based on assets under management, Brandywine Oak Private Wealth will charge an annual fixed fee. These fees are negotiable, but range from $5,000 - $100,000 depending upon the scope and complexity of the services, time required to complete and the client's financial situation and objectives.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & CoachingInvestment Management
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Advisor Information

Office location

500 Old Forge Lane, Suite 501, Kennett Square, PA, 19348

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Denied
Customer Dispute
May 2005
Denied
Customer Dispute
March 2000
Closed-No Action
Other Business ActivitiesSells Insurance

Steve is an agent selling fixed insurance and annuities since 2018 and provides financial planning advice. This activity takes nearly full-time hours, with a few hours per week during trading hours.

Employment History
Current Registrations
Brandywine Oak Private Wealth LLC
July 2018 - Present · 7 yrs 6 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2018 - June 2022 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1986 - July 2018 · 32 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
January 1983 - July 2018 · 35 yrs 6 mos
State Registrations2 states
PATX
Advisor
Exams
No exam information available for this advisor.