Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.05% |
| $3.0M - $5.0M | 0.95% |
| $5M+ | 0.85% |
Fees are negotiable and may be waived in certain circumstances, as in the case of employee accounts.
Fee Estimator
Investment advisory fees are based on a percentage of assets under management, as shown in the table. Fees are negotiable and may be waived in certain circumstances, such as employee accounts. Clients are also responsible for third-party fees, such as brokerage commissions and custodial fees. Clients who terminate services receive a pro-rata refund of unused pre-paid fees. The firm requires a minimum of $250,000 to invest with them ($5,000 if the client is a self-directed retirement plan), but retain the discretion to waive the minimum under appropriate circumstances.
Areas of Practice
Advisor Information
Office location
2400 E Arizona Biltmore Cir #1100, Phoenix, AZ, 85016
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steve is involved with Matlock & Associates, selling non-variable insurance products like health and disability, dedicating about half his time. He is also associated with Global Retirement Partners, a registered investment advisor hybrid.