RM

Richard Patrick Mcguire

39 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
79 clients
Average Client Portfolio
$15.7M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$10M
Minimum Annual Fee:$10,000

Fees are negotiable and may be billed in advance or arrears. Publication fees for subscribers who are not investment advisory clients range from $7,500 to $15,000 annually, paid quarterly in advance. The firm provides investment services to bank trust departments, pension and profit sharing plans, other fiduciary institutions, and other institutional clients, which typically include negotiated fee schedules.

Areas of Practice
Investment Management
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Advisor Information

Office location

2 Corporate Drive, Suite 770, Shelton, CT, 06484

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Settled
Employment History
Current Registrations
Wright Investors Service INC
January 2012 - Present · 14 yrs
Wright Investors' Service Distributors, INC.Broker
April 2011 - Present · 14 yrs 9 mos
Previous Registrations
Nylife Securities LLCBroker
August 2009 - October 2009 · 2 mos
PHD CapitalBroker
November 2001 - October 2008 · 6 yrs 11 mos
Tasin & Company, INC.Broker
July 1995 - February 2001 · 5 yrs 7 mos
Murphey, Marseilles, Smith & Nammack, INC.Broker
April 1995 - July 1995 · 3 mos
Kensington Wells IncorporatedBroker
February 1995 - April 1995 · 2 mos
Meridian, Dunhill & Co., INC.Broker
October 1994 - February 1995 · 4 mos
Dunhill Equities, INC.Broker
July 1994 - October 1994 · 3 mos
Emanuel and CompanyBroker
December 1989 - July 1994 · 4 yrs 7 mos
J F Lowe & Company IncorporatedBroker
January 1989 - December 1989 · 11 mos
Greentree Securities CORP.Broker
January 1988 - January 1989 · 1 yr
Brooks Weinger Robbins & Leeds INC.Broker
January 1984 - January 1988 · 4 yrs
Brooks, Hamburger, Satnick, INC.Broker
July 1983 - January 1984 · 6 mos
Fahnestock & CO.Broker
December 1982 - June 1983 · 6 mos
State Registrations2 states
CTTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Richard Patrick Mcguire - Financial Advisor | AdvisorDiscover