TY
ChFC
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Plan Fee:$2,000 - $5,000
Hourly Rate:$150/hr
PL Wealth Advisors charges fixed and/or hourly fees for consulting services. Fixed fees generally range from $2,000 to $5,000, depending on the services. The hourly fee is $150. They may receive a portion of the management fee charged by third-party managers, ranging from 0.50% to 1.50% annually.
Areas of Practice
Insurance PlanningCharitable GivingEstate PlanningTax PlanningRetirement PlanningHigh Net Worth
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Advisor Information
Office location
650 South 500 West, Suite 128, Salt Lake City, UT, 84101
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1994Settled
Other Business ActivitiesSells Insurance
Thomas is a licensed insurance agent selling fixed insurance products, dedicating nearly full-time hours to this. He also engages in public speaking, educational training for insurance agents, and directs a non-profit providing financial education, while also serving as Vice Chairman of the Board for a non-profit and Trustee for special needs trusts.
Employment History
Current Registrations
Pl Wealth Advisors, LLC
January 2022 - Present · 4 yrs
Previous Registrations
Prosperity Economics Partners, LLC
November 2018 - February 2021 · 2 yrs 3 mos
Madison Avenue Securities, LLC
January 2013 - November 2018 · 5 yrs 10 mos
Madison Avenue Securities, LLC Broker
January 2013 - November 2018 · 5 yrs 10 mos
Ameritas Investment CORP
November 2003 - December 2012 · 9 yrs 1 mo
Ameritas Investment CORP.Broker
September 1999 - December 2012 · 13 yrs 3 mos
Walnut Street Securities, INC.Broker
July 1985 - August 1999 · 14 yrs 1 mo
General American Life Insurance CompanyBroker
April 1983 - January 1987 · 3 yrs 9 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.