JW

John Robert Whittington

42 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
114 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$143.0M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Financial Plan Fee:$1,250 - $5,000
Hourly Rate:$125 - $250/hr

LOWAG's annual investment advisory fee is based on a percentage of the market value of assets managed, ranging from negotiable to 1.75%. Financial planning and consulting services are included with investment advisory services, but extraordinary planning may incur additional charges. Stand-alone financial planning fees range from $1,250 to $5,000 on a fixed fee basis, or $125 to $250 per hour. A minimum of $1,000,000 of assets under management is required for our services, but this may be negotiable.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningHigh Net Worth
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Advisor Information

Office location

3730 Kirby Drive, Suite 1200, Houston, TX, 77030

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Denied
Customer Dispute
March 2002
Denied
Customer Dispute
November 1997
Denied
Employment History
Current Registrations
Live Oak Wealth Advisory Group, LLC
June 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1993 - June 2021 · 27 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 1993 - June 2021 · 27 yrs 8 mos
Edward D. Jones & Co., L.P. Broker
March 1983 - October 1993 · 10 yrs 7 mos
State Registrations2 states
LATX
Advisor
Exams
No exam information available for this advisor.