MR
CFP

Mark Alvin Richey

42 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
238 advisors
Number of Clients
14,112 clients
Average Client Portfolio
$397K average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$5K
Financial Plan Fee:$125 - $25,000
Hourly Rate:$35 - $300/hr

Financial planning fees are negotiated and can be charged as a one-time fixed fee ($125-$25,000), an hourly fee ($35-$300 per hour), or a fixed periodic fee ($50-$25,000 per period). For asset management services, fees range from 0.00% to 2.50% annually, negotiated between you and your representative. The minimum account fee is 0.50%. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50% , 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable. Axiom accounts valued under $50,000 are subject to a quarterly small account fee of $20.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInvestment Management
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Advisor Information

Office location

8441 West Bowles Avenue, Suite 225, Littleton, CO, 80123

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1989
Settled
Other Business ActivitiesSells Insurance

Mark owns Asset Solutions, Inc. and spends minimal time giving classes on civil service, retirement, life and health insurance benefits to federal government agencies, also providing financial planning services. Mark is also an independent representative with various insurance carriers for fixed insurance business.

Employment History
Current Registrations
Geneos Wealth Management, INC. Broker
October 2007 - Present · 18 yrs 3 mos
Asset Solutions, INC.
January 1999 - Present · 27 yrs
Previous Registrations
Geneos Wealth Management, INC.
October 2007 - December 2008 · 1 yr 2 mos
Richey Financial Group, INC.Broker
June 1987 - October 2007 · 20 yrs 4 mos
Integrated Resources Equity CorporationBroker
March 1983 - June 1987 · 4 yrs 3 mos
State Registrations4 states
COFLTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.