DH
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
75 advisors
Number of Clients
2,352 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$3.0B
Fee Structure
Fees are determined based on the selected advisory service and are outlined in the client agreement. Clients should consult with their IAR and the applicable Agreement and Fee Schedules for additional information regarding each service.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Turluck, CA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Compound Planning, INC.
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Claraphi Advisory Network, LLC
February 2016 - October 2022 · 6 yrs 8 mos
National Asset Management, INC.
July 2007 - February 2016 · 8 yrs 7 mos
National Securities CorporationBroker
July 2007 - February 2016 · 8 yrs 7 mos
Brookstreet Capital Management
November 1996 - July 2007 · 10 yrs 8 mos
Brookstreet Securities CorporationBroker
October 1990 - July 2007 · 16 yrs 9 mos
Progressive Asset Management, INC.Broker
June 1989 - November 1990 · 1 yr 5 mos
Prudential-Bache Securities INC.Broker
November 1986 - June 1989 · 2 yrs 7 mos
Dean Witter Reynolds INC.Broker
June 1983 - November 1986 · 3 yrs 5 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.