DP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
150 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
IP Financial Advisory Services LLC representatives may receive compensation from third-party investment advisors (TPIAs) for recommending their services, generally a percentage of the advisory fee the client pays to them. IP Financial Advisory Services LLC also provides actuarial and other consulting services, with fees separate from advisory fees.
Areas of Practice
Insurance PlanningRetirement PlanningTax PlanningEstate Planning
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Advisor Information
Office location
5950 Fairview Road, Suite 140, Charlotte, NC, 28210
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Innovation Partners LLC
November 2020 - Present · 5 yrs 2 mos
Innovation Partners LLC Broker
November 2020 - Present · 5 yrs 2 mos
Ip Financial Advisory Services LLC
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Mercap Advisors, INC.
August 2015 - November 2020 · 5 yrs 3 mos
Mercap Securities, LLCBroker
January 2012 - November 2020 · 8 yrs 10 mos
Merion Wealth Partners, LLC
April 2011 - January 2016 · 4 yrs 9 mos
Investors Capital Advisory
October 2005 - October 2010 · 5 yrs
Investors Capital CORP.Broker
May 2005 - October 2010 · 5 yrs 5 mos
Pan-American Financial AdvisersBroker
December 2001 - September 2003 · 1 yr 9 mos
Citco-Quaker Fund Distributors, INC.Broker
March 1997 - January 2002 · 4 yrs 10 mos
American Capital CorporationBroker
December 1987 - December 2001 · 14 yrs
International Financial Services Capital Corporation Broker
July 1983 - September 1987 · 4 yrs 2 mos
State Registrations15 states
DEFLILINNCNJNVNYOHPASCSDVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.