JM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
14 advisors
Number of Clients
15,437 clients
Average Client Portfolio
$266K average
Assets Under Management
$4.1B
Fee Structure
Minimum Investment:$1M
Financial Planning:Investment management only
Clients pay various fees based on the selected investment solution. Strategy Plus does not charge platform fees, as fees are paid from the PFG Funds. PFG Funds pay advisory fees (up to 1.25% of NAV), 12b-1 fees (0.00%), and administrative services fees (0.70% of NAV). These fees do not include the Acquired Fund Fees and Expenses (AFFE Fees) of the Underlying Funds.
Areas of Practice
Investment Management
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Advisor Information
Office location
777 108th Avenue Ne, Suite 2100, Bellevue, WA, 98004
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003Settled
Customer Dispute
August 2002Withdrawn
Employment History
Current Registrations
The Pacific Financial Group, INC.
May 1997 - Present · 28 yrs 8 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.