Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
50 advisors
Number of Clients
6,093 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$7.4B

Fee Structure

Minimum Annual Fee:$8,000
Hourly Rate:$100 - $450/hr

Fees vary based on the service provided. Retirement plan consulting fees can be asset-based, flat, or hourly, with flat fees subject to a $5,000 minimum. Hourly fees range from $100 to $450 per hour. HSA and VEBA consulting fees are 0.35% of assets under management with an $8,000 minimum. Individual wealth management fees range up to 1.50% of assets under management. Financial planning services can be billed at a maximum of $500 per hour. All fees are negotiable.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

211 East 8th Street, Lawrence, KS, 66044

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Customer Dispute
September 2004
Settled
Other Business ActivitiesSells Insurance

Cathy has several outside business activities, including a law practice, working as an investment advisor for Intellicents Investment Solutions (nearly full-time), and acting as an insurance agent for life, disability, and long-term care insurance (minimal time). She also serves as a trustee for the Kansas University Endowment Association.

Employment History
Current Registrations
Intellicents Investment Solutions INC
August 2021 - Present · 4 yrs 5 mos
Mutual Securities, INC.
July 2021 - Present · 4 yrs 6 mos
Mutual Securities, INC.Broker
July 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
July 1999 - August 2021 · 22 yrs 1 mo
Reinhardt Financial Services INC
August 1992 - July 2021 · 28 yrs 11 mos
Reinhardt Financial Services INC
August 1992 - December 2002 · 10 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
August 1991 - April 1999 · 7 yrs 8 mos
Eneric Financial Services, INC.Broker
April 1990 - July 1999 · 9 yrs 3 mos
First Affiliated Securities, INC.Broker
August 1989 - April 1990 · 8 mos
Pfg Securities, INC.Broker
May 1987 - August 1989 · 2 yrs 3 mos
Investment Management & Research, INCBroker
December 1986 - May 1987 · 5 mos
Financial Network Investment CorporationBroker
October 1984 - December 1986 · 2 yrs 2 mos
Fsc Securities CorporationBroker
July 1983 - October 1984 · 1 yr 3 mos
State Registrations40 states
AKARAZCACODCFLGAIAILINKSKYMAMDMEMIMNMOMTNCNENHNJNMNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.