RG
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
155 clients
Average Client Portfolio
$194K average
Assets Under Management
$30.0M
Fee Structure
Minimum Investment:$250K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.0M | 1.50% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The annual investment supervisory fees are based on the total assets under management. The fees are negotiable and paid monthly in arrears. Clients are also responsible for third-party fees such as custodial fees and brokerage commissions. Financial planning fees are fixed or hourly. The firm does not accept performance-based fees.
Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information
Office location
Phoenix, AZ
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013Settled
Customer Dispute
April 2004Settled
Other Business Activities
Richard Goldman Asset Management is a Registered Investment Advisor (RIA). This appears to be Richard's primary business activity.
Employment History
Current Registrations
Conscient Capital, LLC
October 2009 - Present · 16 yrs 3 mos
Previous Registrations
Triad Advisors, INC.
August 2008 - August 2008 · 0 mos
Wachovia Securities Financial Network, LLC
June 2006 - August 2008 · 2 yrs 2 mos
State Registrations2 states
AZNJ
Advisor
Exams
No exam information available for this advisor.