RV
CFP · ChFC

Roger Adrian Versteeg

42 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M

Fee Structure

Financial Planning:Investment management only

SWBC receives a portion of the wrap fee for advisory services. The overall cost may be higher or lower than purchasing services separately. Fees paid to Third-Party Managers range from 0.00% to 1.50% of assets under management. Clients will be responsible for additional fees such as SEC liquidation fees and wire transfer fees. Fees are subject to negotiation.

Areas of Practice
Investment Management
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Advisor Information

Office location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Customer Dispute
June 2004
Settled
Other Business ActivitiesSells Insurance

Roger is an IAR of SWBC Investment Company and a licensed insurance agent with SWBC Investment Services, LLC.

Employment History
Current Registrations
Swbc Investment Company
December 2007 - Present · 18 yrs 1 mo
Swbc Investment Services, LLC
October 2007 - Present · 18 yrs 3 mos
Swbc Investment Services, LLCBroker
October 2007 - Present · 18 yrs 3 mos
Previous Registrations
CUNA Brokerage Services, INC.
September 2005 - July 2007 · 1 yr 10 mos
CUNA Brokerage Services, INC.Broker
October 1993 - July 2007 · 13 yrs 9 mos
Century Investors of America, INC.Broker
July 1983 - October 1993 · 10 yrs 3 mos
State Registrations12 states
AZCACOIAMNMTNDOKTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.