CE
ChFC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
95 clients
Average Client Portfolio
$371K average
Assets Under Management
$35.3M
Fee Structure
Financial Planning:Investment management only
Mr. Grubb works as a registered representative and is licensed to sell life insurance, long-term care, and fixed annuities on a commission basis. He may also receive 12(b)-1 trail or service fees from Mutual Fund companies.
Areas of Practice
Investment ManagementInsurance Planning
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Advisor Information
Office location
Lacey, WA
Get directionsRegulatory History (1)
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Criminal
July 1972Final Disposition
Other Business ActivitiesSells Insurance
Carl is the President and CEO of Quantum Solutions, Inc., an RIA, where he works full-time providing financial planning and investment management services. He also sells fixed life and health insurance through Ingersoll & Assoc, and pooled investments, variable life, and variable annuities through Northwest Investment Advisors, dedicating about 10-20% of his time to each. Carl is also an independent sales rep offering life settlements on a case-by-case basis.
Employment History
Current Registrations
Northwest Investment Advisors, INC. Broker
May 2018 - Present · 7 yrs 8 mos
Quantum Solutions, INC.
October 1995 - Present · 30 yrs 3 mos
Previous Registrations
Signator Investors, INC.
December 2017 - June 2018 · 6 mos
Signator Investors, INC.Broker
May 2016 - June 2018 · 2 yrs 1 mo
Transamerica Financial Advisors, INC Broker
September 2009 - May 2016 · 6 yrs 8 mos
Transamerica Financial Advisors, INC.
October 2002 - November 2002 · 1 mo
Transamerica Financial Advisors, INC.Broker
January 2002 - September 2009 · 7 yrs 8 mos
Tower Square Securities, INC.Broker
July 2001 - December 2001 · 5 mos
Ing America Equities, INC.Broker
October 2000 - February 2001 · 4 mos
Kms Financial Services, INC.Broker
January 1999 - October 2000 · 1 yr 9 mos
Multi-Financial Securities CorporationBroker
March 1995 - December 1998 · 3 yrs 9 mos
Capital Analysts, IncorporatedBroker
June 1988 - April 1995 · 6 yrs 10 mos
Cigna Securities, INC.Broker
October 1983 - September 1988 · 4 yrs 11 mos
State Registrations4 states
AZCAVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.