Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
45 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M

Fee Structure

Minimum Investment:$2.5K
Financial Plan Fee:$100 - $4,000
Hourly Rate:$50 - $250/hr

AISG's annual fees for investment advisory services generally range from 0.75% to 2.5% of assets under management, but are negotiated based on factors like total assets, scope of engagement, and investment style. A minimum of $2,500 in assets under management is required, but this may be negotiable. Financial planning fees range from $50 to $250 per hour or $100 to $4,000 on a fixed-fee basis. Third-party estate planning services are available for separate fees.

Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningTax PlanningHigh Net Worth
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Advisor Information

Office location

10151 Carver Rd., Suite 100, Cincinnati, OH, 45242

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Fred works as a registered representative with L.M. Kohn North since 2018. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
American Independent Securities Group, LLC Broker
June 2025 - Present · 7 mos
Previous Registrations
L.M. Kohn & Company
July 2012 - June 2025 · 12 yrs 11 mos
L.M. Kohn & Company Broker
July 2012 - June 2025 · 12 yrs 11 mos
Leonard and Company
February 2010 - July 2012 · 2 yrs 5 mos
Leonard & CompanyBroker
May 2004 - July 2012 · 8 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 1990 - May 2004 · 14 yrs 4 mos
Shearson Lehman Hutton INC.Broker
February 1988 - January 1990 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
August 1983 - February 1988 · 4 yrs 6 mos
State Registrations12 states
AZCACOFLGAMIMONYOHTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Fred Howard Sultan - Financial Advisor | AdvisorDiscover