MT
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
44 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$49.8M
Fee Structure
This document is a brochure supplement and does not contain any fee information.
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Advisor Information
Office location
222 Northfield Road, Suite 200, Northfield, IL, 60093
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009Denied
Judgment / Lien
March 2002Judgment / Lien
December 2001Employment Separation After Allegations
October 1997Employment History
Current Registrations
Twombly Asset Management LLC
October 2009 - Present · 16 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2008 - October 2009 · 1 yr 1 mo
Wachovia Securities, LLC
July 2003 - September 2008 · 5 yrs 2 mos
Prudential Securities Incorporated
January 1998 - July 2003 · 5 yrs 6 mos
State Registrations2 states
ILUT
Advisor
Exams
No exam information available for this advisor.