JT
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
224 clients
Average Client Portfolio
$222K average
Assets Under Management
$49.8M
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Advisor Information
Office location
7621 E. Gray Rd. Suite C., Scottsdale, AZ, 85260
Get directionsRegulatory History (1)
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Judgment / Lien
September 2015Other Business ActivitiesSells Insurance
James works as an independent agent providing insurance and financial services since 2006.
Employment History
Current Registrations
Bedrock Investment Advisors
January 2025 - Present · 1 yr
Previous Registrations
Bedrock Investment Advisors
May 2020 - December 2024 · 4 yrs 7 mos
United Planners' Financial Services of America a Limited Partner Broker
January 2006 - December 2017 · 11 yrs 11 mos
Equity Services, INC. Broker
March 1997 - February 2006 · 8 yrs 11 mos
Mutual of Omaha Investor Services, INC. Broker
August 1980 - October 1996 · 16 yrs 2 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.