RB

Randall Wallace Baxter

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
23 clients
Average Client Portfolio
$9K average
Assets Under Management
$218K

Fee Structure

Mr. Baxter receives commissions from the sale of insurance products, which are separate from the investment advisor fees outlined in Item 5 of the Asset Positioning Services, LLC brochure. Clients are not obligated to purchase any insurance products recommended by Mr. Baxter.

Areas of Practice
Insurance Planning
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Advisor Information

Office location

9041 Executive Park Drive, Suite 250 Office 8, Knoxville, TN, 37923

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Randall owns an insurance agency, selling fixed, indexed, life, and group insurance. He also hosts a radio show, is a self-published author, a veteran advocate, a council member, and is involved in revocable trust software training.

Employment History
Current Registrations
Asset Positioning Services, LLC
September 2017 - Present · 8 yrs 4 mos
Previous Registrations
Client One Securities LLC
August 2014 - August 2017 · 3 yrs
Onpointe Advisory and Financial Services, LLC
September 2013 - August 2014 · 11 mos
Asset Positioning Services, LLC.
March 2010 - June 2013 · 3 yrs 3 mos
Puritan Investment Advisors, INC.
May 2008 - November 2008 · 6 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.