Charles Henry Garrido

A.G.P / Alliance Global Partners

42 Years of Experience

View SEC Summary

Firm Information

A.G.P / Alliance Global Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

123 advisors

Number of Clients

5,849 clients

Average Client Portfolio

$289K average

Assets Under Management

$1.7B

Fee Structure

A.G.P. charges fees based on a percentage of assets under management, which are negotiable and range up to 3%. These fees are payable quarterly in advance. Financial planning services are charged on an hourly basis. A.G.P. also sponsors a Wrap Fee Program with fees ranging up to 2%.

View Full Brochure on SEC

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

Advisor Information

Office location

590 Madison Avenue, 28th Floor, New York, NY, 10022

Get directions

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2024

Settled

Customer Dispute

February 2004

Award / Judgment

Customer Dispute

November 2001

Settled

Customer Dispute

May 1996

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Charles is the sole proprietor of Garrido Wealth Management, which is currently inactive. He is also the president of FAF Foundation and Secretary of the Board and Chair of the Finance Committee for RAICES, spending minimal time on these charitable organizations.