Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IARs are compensated by charging an advisory fee or a combination of advisory and promotion fees, disclosed as a percentage of assets under management, subject to a stated maximum. Fees are deducted quarterly in advance, based on the average daily balance from the previous quarter. Inter-quarter deposits or withdrawals of $10,000 or more will be prorated. The level of the fee will vary with the amount of assets under management and the investment options chosen. The brochure mentions a minimum account fee may be applied to smaller accounts, but does not specify the amount.
Areas of Practice
Advisor Information
Office location
305 Spindrift Driive, Williamsville, NY, 14221
Get directionsRegulatory History (1)
Customer Dispute
February 2003Other Business ActivitiesSells Insurance
Charmaine is the president and owner of Compensation Services, Inc., a pension administration company, dedicating a few hours per week. She also works as a sales representative for National Integrity selling fixed annuities and for National Life of Vermont selling life insurance, dedicating minimal time to each, and as an advisor for Blackridge Asset Management, dedicating a few hours per week.