DW

Dean Andrew Wolpert

Intrua Financial
40 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Intrua Financial
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
36 advisors
Number of Clients
3,227 clients
Average Client Portfolio
$376K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$10K

Intrua Financial charges fees for asset management, held away account services, third-party money managers, financial planning/consulting, and qualified retirement plan advisory services. The minimum account opening balance is $10,000, which may be negotiable based upon certain circumstances.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningEducation PlanningBusiness OwnersHigh Net Worth

Advisor Information

Office location

3737 Buffalo Speedway, Suite 400, Houston, TX, 77098

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Denied
Customer Dispute
July 2005
Closed-No Action
Criminal
July 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dean is affiliated with Intrua Financial, offering services through LPL Financial, and Wolpert Financial Group, Inc. He spends about half his time with Intrua Financial as a Registered Investment Advisor Hybrid.

Employment History
Current Registrations
Intrua Financial
February 2016 - Present · 9 yrs 11 mos
LPL Financial LLC
April 2010 - Present · 15 yrs 9 mos
LPL Financial LLC Broker
April 2010 - Present · 15 yrs 9 mos
Previous Registrations
LPL Financial LLC
April 2010 - September 2016 · 6 yrs 5 mos
Bbva Compass Investment Solutions, INC.
May 2004 - April 2010 · 5 yrs 11 mos
Bbva Compass Investment Solutions, INCBroker
October 1996 - April 2010 · 13 yrs 6 mos
Wells Fargo Securities INC.Broker
August 1996 - September 1996 · 1 mo
First Interstate Investments,inc.Broker
September 1995 - August 1996 · 11 mos
Essex National Securities, INC.Broker
October 1993 - November 1995 · 2 yrs 1 mo
Gna Securities, INC.Broker
December 1988 - July 1992 · 3 yrs 7 mos
Rotan Mosle INC.Broker
August 1985 - November 1988 · 3 yrs 3 mos
Nel Equity Services CorporationBroker
December 1983 - December 1985 · 2 yrs
State Registrations21 states
ARAZCACODCFLGAHIKYLAMONCNJNVOHPASCTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.