Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees range from 1.00% to 1.85% annually, billed quarterly in advance. The fee is based on the value of the assets being managed and takes into account the use of third-party strategy providers, the scope and complexity of the services provided, account size, and account history with Delta. Financial planning services are included in the above fees, excluding subadvisory accounts. Fees are negotiable in limited circumstances. Clients are responsible for brokerage costs, transaction fees, and other charges.
Areas of Practice
Advisor Information
Office location
113 Whitsett Street, Greenville, SC, 29601
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dow is an insurance agent and Medicare consultant. He spends about a quarter of his time (20 hours during trading hours) advising and enrolling clients in Medicare plans, and nearly full-time (90 hours during trading hours) as a self-employed insurance agent.