Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
154 advisors
Number of Clients
11,941 clients
Average Client Portfolio
$364K average
Assets Under Management
$4.3B

Fee Structure

LSIA charges an annual fee based on assets under management. The fee schedule varies depending on the program (LAMP or Managed Programs). Fees are charged monthly in advance, based on the previous month-end balance. Fees are negotiable and may vary depending on the services rendered and the client relationship. LSIA also negotiates flat fee compensation structures. Clients pay separately for brokerage charges, custody expenses, and other fees.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingBusiness Owners
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Advisor Information

Office location

14 S Hickory St, Frankfort, IL, 60423

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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1997
Final
Employment Separation After Allegations
August 1996
Customer Dispute
August 1994
Settled
Customer Dispute
October 1993
Settled
Customer Dispute
January 1993
Award / Judgment
Customer Dispute
December 1989
Settled
Regulatory
April 1989
Final
Other Business ActivitiesSells Insurance

Bruce sells fixed insurance products and is a registered advisor with LSIA. The filing does not specify the time commitment for these activities.

Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
May 2015 - Present · 10 yrs 8 mos
Lasalle St Securities, L.L.C.Broker
October 1996 - Present · 29 yrs 3 mos
Previous Registrations
Chicago Capital Management Advisors, LLC
February 2005 - November 2008 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
November 1983 - September 1996 · 12 yrs 10 mos
State Registrations16 states
AZCAFLGAIAILINKYMINJNMPATNTXWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Bruce Gene Vollrath - Financial Advisor | AdvisorDiscover