GL
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
61 advisors
Number of Clients
1,628 clients
Average Client Portfolio
$385K average
Assets Under Management
$626.5M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
Fees and asset levels are negotiable based upon certain criteria.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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HAI charges an annual investment advisory fee based on assets under management, using a blended fee schedule. The maximum annual fee ranges from 1.00% to 2.00%. Fees and asset levels are negotiable based on various criteria. Fees are billed quarterly in advance. For ERISA plan services, fees shall not exceed 2%. There is no minimum account size.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
303 Fountains Parkway, Suite 300, Fairview Heights, IL, 62208
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Huntleigh Advisors, INC.
October 2011 - Present · 14 yrs 3 mos
Huntleigh Securities CorporationBroker
July 2002 - Present · 23 yrs 6 mos
Previous Registrations
Travelers Equities Sales, INC.Broker
July 1984 - September 1988 · 4 yrs 2 mos
State Registrations8 states
CAFLILMIMNMONMSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.