Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

RiverFront is compensated by receiving a mutually agreed upon fee that is a percentage of assets under management in a client account. RiverFront’s advisory fees are negotiable and will vary from program to program, but typically do not exceed 0.50% per year on a client’s account assets under management, calculated on a quarterly basis. Specific information on the investment advisory fees payable to RiverFront under a wrap fee program will be provided by the applicable Sponsor Firm.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness OwnersCorporate ExecutivesHigh Net WorthMiddle IncomeNovice Investors
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Advisor Information

Office location

1214 E. Cary St., Richmond, VA, 23219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter is the President & CEO of Riverfront Investment Group, a registered investment advisor, dedicating nearly full-time hours to this role. He also works as a registered representative for ALPS Distributors, marketing Riverfront Funds, and serves as a board member for the Virginia Institute of Marine Science Foundation, spending minimal time on each.

Employment History
Current Registrations
Alps Distributors, INC.Broker
March 2011 - Present · 14 yrs 10 mos
Riverfront Investment Group, LLC
March 2008 - Present · 17 yrs 10 mos
Previous Registrations
Robert W. Baird & CO. Incorporated Broker
October 2008 - December 2010 · 2 yrs 2 mos
Davenport & Company LLC
November 2006 - September 2007 · 10 mos
Davenport & Company LLC Broker
January 2006 - September 2007 · 1 yr 8 mos
Anderson & Strudwick, IncorporatedBroker
April 2005 - November 2005 · 7 mos
Cary Street Partners LLCBroker
April 2005 - April 2005 · 0 mos
Wachovia Securities, INC. Broker
October 1999 - May 2003 · 3 yrs 7 mos
First Union Capital Markets CORP.Broker
June 1999 - October 1999 · 4 mos
Mentor Services Company, LLCBroker
February 1998 - June 1999 · 1 yr 4 mos
Mentor Distributors, LLCBroker
May 1992 - February 1998 · 5 yrs 9 mos
Wheat, First Securities, INC.Broker
October 1985 - May 1993 · 7 yrs 7 mos
Smith Barney, Harris Upham & Co., Incorporated Broker
September 1984 - October 1985 · 1 yr 1 mo
Git Investment Services, INC.Broker
January 1984 - September 1984 · 8 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.