AS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
208 advisors
Number of Clients
18,725 clients
Average Client Portfolio
$258K average
Assets Under Management
$4.8B
Fee Structure
Fees for asset management services are negotiable and typically range between 0.25% and 2.25%. Fees are deducted from the client's investment account. Financial planning fees are also negotiable and can be based on a fixed fee-per-project, hourly, monthly, or quarterly basis. Investment consultative services are based on a fixed rate. The firm may receive compensation from third-party advisers or as a sub-adviser to other firms.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Loading...
Advisor Information
Office location
3816 S Greystone CT, Springfield, MO, 65804
Get directionsRegulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006Settled
Customer Dispute
March 2006Settled
Customer Dispute
February 2006Settled
Customer Dispute
February 2005Award / Judgment
Regulatory
December 2003Final
Regulatory
October 1999Final
Other Business ActivitiesSells Insurance
Alan operates under the DBA First Financial Consultants, selling various insurance products, and owns 50% of a rental property. He also finds individuals and corporations owed money out of unclaimed property, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Creativeone Wealth, LLC
September 2020 - Present · 5 yrs 4 mos
Previous Registrations
Client One Securities LLC Broker
May 2017 - December 2020 · 3 yrs 7 mos
Client One Securities LLC
May 2017 - December 2020 · 3 yrs 7 mos
Saxony Capital Management, LLC
January 2012 - May 2017 · 5 yrs 4 mos
Saxony Securities, INC.Broker
September 2002 - May 2017 · 14 yrs 8 mos
Greystone Investment Advisors, INC.
August 1997 - May 2006 · 8 yrs 9 mos
Greystone Securities CorporationBroker
February 1995 - February 2003 · 8 yrs
Andover Securities, INC.Broker
February 1990 - January 1995 · 4 yrs 11 mos
Ffp Securities, INC.Broker
June 1985 - March 1990 · 4 yrs 9 mos
First Affiliated Securities, INC.Broker
December 1983 - May 1986 · 2 yrs 5 mos
State Registrations1 state
MO
Advisor
Exams
No exam information available for this advisor.