NC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
768 clients
Average Client Portfolio
$235K average
Assets Under Management
$180.5M
Fee Structure
Information about fees is not provided in this brochure supplement. Richard J. Carlesco Jr. receives only a salary from IBN Financial Services, Inc.
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Advisor Information
Office location
404 Old Liverpool Rd, Liverpool, NY, 13088
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Norman occasionally works as a guitar player and sells traditional life and disability insurance as a private agent. He earns $5-10K annually from insurance sales.
Employment History
Current Registrations
Ibn Financial Services, INC
July 2021 - Present · 4 yrs 6 mos
Ibn Financial Services, INC. Broker
June 2002 - Present · 23 yrs 7 mos
Ibn Financial Services, INC.
June 2002 - Present · 23 yrs 7 mos
Previous Registrations
Cadaret, Grant & Co., INC. Broker
January 2001 - April 2002 · 1 yr 3 mos
Park Avenue Securities LLC Broker
May 1999 - January 2001 · 1 yr 8 mos
Guardian Investor Services CorporationBroker
March 1996 - May 1999 · 3 yrs 2 mos
Robert W. Baird & CO. Incorporated Broker
September 1988 - February 1996 · 7 yrs 5 mos
Northwestern Mutual Investment Services, INC. Broker
March 1984 - February 1996 · 11 yrs 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.