Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
D.A. Davidson offers wrap fee programs where clients pay an annual fee based on the market value of assets in the client’s account for advisory and most trading execution services. The wrap fee covers investment advice, portfolio management, transaction execution, custody, account servicing, reporting, monitoring, rebalancing, and other services. It also covers fees paid to investment managers, the Davidson platform fee, and D.A. Davidson’s costs for administering the Program.
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Advisor Information
Office location
Opus Plaza 1, 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA, 92008
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alan is the owner of EAC, a consulting business, since 2014, dedicating minimal time. He is also involved with 4RY Electrostatic Dispersal Solutions as an investor, EES Consulting LLC as owner/treasurer, and Talent Force Consulting as a partner, each requiring minimal time commitment.