CS
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
217 advisors
Number of Clients
10,402 clients
Average Client Portfolio
$205K average
Assets Under Management
$2.1B
Fee Structure
AFP offers a wrap fee program where a single fee covers advisory services and custodial transaction costs. The maximum annual fee is 3%. Fees are negotiable and may vary among clients. Third-party managed accounts have fees for the advisor, platform, and manager. Clients may also incur brokerage, investment, and custodial expenses.
Areas of Practice
Investment Management
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Advisor Information
Office location
9933 Dupont Circle Drive West, Suite 100, Fort Wayne, IN, 46825
Get directionsRegulatory History (1)
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Criminal
June 1977Final Disposition
Other Business ActivitiesSells Insurance
Christopher is an Investment Advisor Representative with Compass Financial Advisors, dedicating about half his time to assisting clients with financial goals. He also sells insurance products, but spends minimal time on this activity, and is president of Simple Auto Simple Credit, dedicating about half his time to managerial duties.
Employment History
Current Registrations
Ausdal Financial Partners, INC. Broker
January 2021 - Present · 5 yrs
Compass Financial Advisors LLC
October 2012 - Present · 13 yrs 3 mos
Previous Registrations
Harbour Investments, INC. Broker
May 2016 - December 2020 · 4 yrs 7 mos
Securities America, INC.Broker
July 2015 - May 2016 · 10 mos
Fintegra, LLCBroker
October 2012 - July 2015 · 2 yrs 9 mos
Gregory Zent & Swanson, INC.
December 1998 - December 2012 · 14 yrs
Gregory, Zent & Swanson INC.Broker
March 1990 - November 2012 · 22 yrs 8 mos
Roney & CO.Broker
April 1984 - March 1990 · 5 yrs 11 mos
State Registrations21 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.