Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.65% |
| $25.0M - $100.0M | 0.50% |
| $100.0M - $250.0M | 0.50% |
| $250M+ | 0.50% |
Fees negotiable for accounts over $250,000,000.
Fee Estimator
For investment advisory services, Sutter receives an annual management fee based on the size of the account and the investment strategy. Fees are negotiable. Clients may incur fund-level product charges when investing in mutual funds or ETFs. Financial planning and consulting services are offered at an hourly rate ($200-$500) or a fixed fee ($5,000-$15,000).
Areas of Practice
Advisor Information
Office location
6 Venture, Suite 395, Irvine, CA, 92168
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is a 100% owner of Mineral King Partners, LLC, a business consulting firm, and an independent contractor for Sutter Securities Inc. and Sutter Securities Financial Services, Inc. He also provides in-home supportive services to a disabled friend, dedicating about a quarter of his time.