GL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9 advisors
Number of Clients
418 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$582.6M
Fee Structure
Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Below $500,000 incurs a minimum client fee of $5,000 per year. Fees may be negotiable at the discretion of the adviser.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$5,000
You'll pay an annual fee based on the size of your investment portfolio. For accounts below $500,000, there is a minimum annual fee of $5,000. Fees are negotiable at the adviser's discretion. The professional advisory relationship may be terminated with 30 days' written notice, and a pro-rata refund will be given.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate Planning
Loading...
Advisor Information
Office location
Naples, FL
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2020Employment History
Current Registrations
Harvest Financial Advisors, LLC
August 2021 - Present · 4 yrs 5 mos
Previous Registrations
Nwf Advisory Services INC
February 2005 - November 2007 · 2 yrs 9 mos
Royal Alliance Associates, INC.
February 2005 - July 2007 · 2 yrs 5 mos
Prudential Investments LLC
September 2002 - February 2005 · 2 yrs 5 mos
Deutsche Bank Securities INC.
July 2001 - July 2002 · 1 yr
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.