Alan Philip Niemann
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees vary depending on the service and are negotiable. Financial planning fees can be flat (up to $25,000), hourly (up to $500/hour), or asset-based. Investment management fees are based on assets under management, with a maximum of 2.25% annually. Setup fees may apply, generally the lesser of 1% of assets or $1,000. A service fee up to $300 may also be charged. Retirement plan advisory fees can be up to 2.25% annually, $500/hour, or a negotiated flat fee.
Areas of Practice
Advisor Information
Office location
1912 Branard St., Houston, TX, 77098
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is involved in several business activities, including horse and cattle breeding, real estate, and insurance. He dedicates a significant amount of time to Adaptation Financial as an independent insurance agent and IAR, and also owns a share of Diversified Insurance Brokerage Associates, LLC.