PG
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
20 advisors
Number of Clients
6,209 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$7.0B
Fee Structure
Financial Planning:Investment management only
Minimum Annual Fee:$2,500
Advisory fees are negotiable, ranging from 0.05% to 1.00% annually based on service level, asset class, account size, and complexity. Fees are calculated quarterly, in advance, based on assets under management. Institutional clients with over $1 million in assets pay between 0.075% to 0.20%, with a minimum quarterly fee of $2,500. Employees and affiliates may receive lower fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
15375 Memorial Drive, Suite 200, Houston, TX, 77079
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Crossmark Global Investments, INC.
January 2013 - Present · 13 yrs
Crossmark Distributors, INC.Broker
May 2007 - Present · 18 yrs 8 mos
Previous Registrations
Capstone Financial Solutions, LLC
March 2009 - December 2012 · 3 yrs 9 mos
Capstone Asset Planning CompanyBroker
November 2004 - June 2005 · 7 mos
Capstone Financial Solutions, LLC
August 2004 - March 2009 · 4 yrs 7 mos
Citigroup Global Markets INC.
July 1993 - June 2004 · 10 yrs 11 mos
Citigroup Global Markets INC. Broker
July 1993 - June 2004 · 10 yrs 11 mos
Lehman Brothers INC.Broker
May 1985 - July 1993 · 8 yrs 2 mos
Integrated Resources Equity CorporationBroker
March 1984 - May 1985 · 1 yr 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.