CF
Charles Edward Forgason
40 Years of Experience
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
106 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B
Fee Structure
Minimum Annual Fee:$500
Financial Plan Fee:$500 - $2,500
Hourly Rate:Up to $250/hr
CIAS's basic fee for portfolio management is up to 2% annually, but this is negotiable. Fees for financial planning and portfolio review services range from $500 to $2,500 on a fee basis or up to $250/hour. There is no minimum account size, but accounts may be subject to a minimum annual fee of $500, which may be negotiable.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate Planning
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Advisor Information
Office location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsRegulatory History (1)
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Criminal
September 1997Final Disposition
Other Business Activities
Charles is the president of Forgason & Assoc, processing revenue and expenses related to capital investment companies' business, dedicating about 10-20% of his time. He is also a responsible party for the Jeff Swain Memorial Fund and a Lieutenant Colonel in the South Carolina State Guard, dedicating minimal time to each.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
September 2013 - Present · 12 yrs 4 mos
Capital Investment Brokerage, INC.Broker
November 1997 - Present · 28 yrs 2 mos
Previous Registrations
Capital Investment Group, INC.Broker
April 1989 - May 1997 · 8 yrs 1 mo
Mccarley and Associates, INC.Broker
March 1988 - March 1989 · 1 yr
Johnson, Lane, Space, Smith & Co., INC.Broker
May 1984 - January 1988 · 3 yrs 8 mos
State Registrations11 states
ALCOFLGANCPASCTXVAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.