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Kevin Edward Sullivan

3 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
14 advisors
Number of Clients
291 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$312.3M

Fee Structure

NAMCOA®'s annual wrap fees range from 1.00% to 2.00% of assets under management. These fees are negotiated individually with each client based on factors like asset size, investment strategy, and complexity of the engagement. The wrap fee covers portfolio management, trade execution, custody, and client reporting. Clients may pay more than if purchasing services separately. Fees are generally deducted monthly in advance.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningReal Estate InvestingHigh Net Worth
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Advisor Information

Office location

107 Kilson Drive, Suite 206, Mooresville, NC, 28117

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2022
Closed-No Action
Regulatory
October 2010
Final
Regulatory
September 2002
Final
Other Business ActivitiesSells Insurance

Kevin is a licensed insurance agent, which presents a conflict of interest addressed by his firm's policies. He also owns commercial and residential real estate, manages a wholesale organization, owns horses, and holds personal property through various LLCs, all requiring minimal time.

Employment History
Current Registrations
Namcoa
July 2022 - Present · 3 yrs 6 mos
State Registrations8 states
AZCAFLMINCOKTXVA
Advisor
Exams
No exam information available for this advisor.