Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The maximum annual fee for asset management services is 2.50% of the assets held in the account. The advisory fee is negotiable depending on the market value of the account, asset types, complexity of your portfolio and your financial situation. The annual fee is divided and paid quarterly in advance through a direct debit to your account. There are no minimum investment amounts or conditions required to open an account.
Areas of Practice
Advisor Information
Office location
Buffalo, NY
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns rental real estate since 2011 and spends minimal time on it. He also operates under the DBAs Northeast Retirement Plan Advisors and The Tyler Stone Group, and is an IAR for Tyler Stone Wealth Management, LLC, spending about half his time on these investment-related activities.