Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TFB Advisors charges fixed fees for financial planning and consulting, ranging from $500 to $5,000 depending on scope and complexity. Investment and wealth management fees are based on assets under management, varying between 0.25% and 1.5% annually, charged quarterly in advance. Retirement plan consulting fees are either fixed or asset-based, individually negotiated. Clients also incur third-party charges like brokerage commissions and custodial fees.
Areas of Practice
Advisor Information
Office location
Stillwater, OK
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ray owns Ray Smith Wealth Management, sells life and health insurance, and solicits existing clients. He is also a financial advisor soliciting securities, life, and health insurance, and an Investment Adviser Representative for TFB Advisors, LLC. These activities each take about a quarter of his time.