Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
419 advisors
Number of Clients
31,228 clients
Average Client Portfolio
$793K average
Assets Under Management
$24.8B

Fee Structure

Minimum Investment:$10K

Fees are negotiable and vary based on the IAR, market value of assets, complexity of services, securities utilized, and administration level. The maximum program fee is 2.50%. Minimum new account values start at $10,000. Financial planning and consulting fees are also negotiable and can be hourly, fixed, or a percentage of assets. Cash sweep programs may generate revenue for the firm, creating a potential conflict of interest.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

3555 Kraft Road, Suite 200, Naples, FL, 34105

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
May 2024 - Present · 1 yr 8 mos
Steward Partners Investment Advisory, LLC
May 2024 - Present · 1 yr 8 mos
Steward Partners Investment Solutions, LLCBroker
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 1989 - May 2024 · 35 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
May 1985 - July 1988 · 3 yrs 2 mos
State Registrations31 states
CTDEFLGAIAILINKSLAMAMDMEMIMNMOMSNCNJNYOHORPASCTNTXUTVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.