SA

Steven Holt Abernathy

41 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1 advisor
Number of Clients
45 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$67.1M

Fee Structure

Minimum Investment:$5M
Hourly Rate:$750/hr

Fees are based on a percentage of assets under advisement or management and are subject to negotiation. Family Office fees range from 0.29% to 1.25%. Separately Managed Account fees range from 0.39% to 2.00%. Business Advisory Services are billed hourly at $750 per hour, with a $1,000 annual minimum. Pension consulting fees range from 0.14% to 0.69% of plan assets. Clients may also pay brokerage and other transaction costs.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
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Advisor Information

Office location

530 Fifth Avenue, 17 Floor, New York, NY, 10036

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1992
Settled
Customer Dispute
October 1989
Settled
Other Business Activities

Steven is an owner of Abernathy Group II, a registered investment advisory, dedicating about a quarter of his time to advisory duties. He also owns an LLC, Institucion de Credito, used to buy distressed real estate, dedicating minimal time to this activity.

Employment History
Current Registrations
Abernathy Group II LLC
May 2021 - Present · 4 yrs 8 mos
Previous Registrations
Dinosaur Financial Group, L.L.CBroker
February 2017 - February 2023 · 6 yrs
Abernathy Group, L.L.C.
June 2009 - December 2009 · 6 mos
Dublin Research Institute, LLCBroker
February 2001 - April 2002 · 1 yr 2 mos
Apb Financial Group, LLCBroker
August 1996 - February 2017 · 20 yrs 6 mos
Cowen & CO.Broker
December 1989 - August 1996 · 6 yrs 8 mos
Shearson Lehman Hutton INC.Broker
July 1984 - January 1990 · 5 yrs 6 mos
State Registrations2 states
NYTX
Advisor
Exams
No exam information available for this advisor.